Ronald Davis
Ronald Davis is a registered investment advisor at MML Investors Services, LLC, based in Raleigh, NC, with 34 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
4000 Westchase Blvd, Suite 400, Raleigh, NC, 27607
Get directionsHistory
Regulatory History (5)
Judgment / Lien
August 2023Customer Dispute
November 2017Judgment / Lien
October 2015Judgment / Lien
December 2012Customer Dispute
May 2011Other Business ActivitiesSells Insurance
Ronald is an independent insurance agent selling various insurance products, including annuities, life, accident, health, and Medicare-related products since 2003. He also holds an inactive residential real estate license and sells property and casualty insurance.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Nationwide Securities, LLCBroker
Nationwide Securities, LLC
1717 Capital Management Company
1717 Capital Management CompanyBroker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Usallianz Securities, INC.Broker
Usallianz Securities, INC.
Prudential Financial Planning Services
Pruco Securities CorporationBroker
First Investors CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.