Mitchell Moore is a registered investment advisor at LPL Financial LLC, based in Graham, TX, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Graham, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mitchell is associated with LifeWealth Principles, LLC, a DBA for his LPL business, since 2008. This activity takes nearly all of Mitchell's time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
The J. Scott Group Company
J. Scott Securities CORP.Broker
Capwest Securities, INC.
Capwest Securities, INC.Broker
Blake Street Bcm Management LLC
Blake Street Advisors LLC
Blake Street Securities LLCBroker
Laidlaw Global Securities, INC.Broker
Cohig & Associates, INC.Broker
Kober Financial CORP.Broker
Blinder, Robinson & CO., INC.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.