Ruven Rodriguez
Ruven Rodriguez is a registered investment advisor at Morgan Stanley, based in Little Compton, RI, with 36 years of industry experience. Ruven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
Little Compton, RI
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Regulatory History (1)
Customer Dispute
June 2002Other Business Activities
Ruven serves on the board of advisors for Storagezip.com and is involved with the Acoaxet Club's finance and nominating committees. He is also a board member and on the finance committee for Uncommon Schools-Roxbury Prep School, dedicating minimal time during business hours to the latter.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
Lehman Brothers INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Gruntal & CO. IncorporatedBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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