Lori Duffield is a registered investment advisor, based in Charleston, WV, with 31 years of industry experience.
Location
500 Virginia St E, Suite 1200, Charleston, WV, 25301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lori operates Stike Wealth Enhancement Group as a DBA for her LPL business. This activity is investment-related.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
January 2025 - Present · 1 yr 4 mos
Wealth Enhancement Advisory Services, LLC
December 2024 - Present · 1 yr 5 mos
Previous Registrations
LPL Financial LLC
June 2022 - December 2024 · 2 yrs 6 mos
LPL Financial LLCBroker
June 2022 - June 2025 · 3 yrs
RBC Capital Markets, LLC
December 2009 - June 2022 · 12 yrs 6 mos
RBC Capital Markets, LLCBroker
March 2009 - June 2022 · 13 yrs 3 mos
Ferris, Baker Watts, LLCBroker
June 1994 - March 2009 · 14 yrs 9 mos
State Registrations33 states
ALARCACOCTDCDEFLGAIDILINKYLAMAMDMIMNMSMTNCNHNJNMNYOHPASCTNTXUTVAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.