Serafino Maiorano
Serafino Maiorano is a registered investment advisor at Osaic Wealth, INC., based in Malverne, NY, with 34 years of industry experience. Serafino operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
294 Hempstead Ave, Malverne, NY, 11565
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Regulatory History (1)
Customer Dispute
October 2006Other Business ActivitiesSells Insurance
Serafino is a statutory agent for Maiorano & Associates Inc. and sells fixed life, health, disability, and long-term care insurance, dedicating a few hours per week. Serafino also owns Maiorano & Associates Inc. and spends about 10-20% of his time on tax preparation.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.