Thomas Gray
Thomas Gray is a registered investment advisor at Wells Fargo Advisors, based in Redondo Beach, CA, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
322 Vista Del Mar, Redondo Beach, CA, 90277
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a partner at Riviera Wealth Management and manages corporate trail commissions from Canada Life and Blue Cross. He also receives trail commissions from Jackson National Life and owns commercial rental property, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Triad Advisors, INC.Broker
Triad Advisors, INC.
Sii Investments, INC.
Sii Investments, INC.Broker
Mariner Financial Services, INC.Broker
First Affiliated SecuritiesBroker
State Registrations21 states
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