Alvin R Lopez

Santander Securities

23 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning

Santander Securities

Compensation

Fee-Only (AUM)

Firm Size

158 advisors

Number of Clients

10,401 clients

Average Client Portfolio

$245K average

Assets Under Management

$2.6B

Fee Structure

Minimum Investment:$25K

Financial Planning:Included in AUM fee

Location

830 Brickell Plaza, Suite 2100, Miami, FL, 33131

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Alvin is a co-owner of rental property in Davenport, FL, since November 2024. This non-investment related activity requires minimal time.

Employment History

Current Registrations

Santander Securities

September 2024 - Present · 1 yr 5 mos

Santander Securities LLCBroker

September 2024 - Present · 1 yr 5 mos

Previous Registrations

Citi Private Alternatives, LLCBroker

March 2017 - February 2024 · 6 yrs 11 mos

Citigroup Global Markets INC.

March 2011 - February 2024 · 12 yrs 11 mos

Citigroup Global Markets INC.Broker

June 2010 - February 2024 · 13 yrs 8 mos

Hsbc Securities (USA) INC.Broker

August 2009 - May 2010 · 9 mos

Citigroup Global Markets INC.Broker

May 2007 - July 2009 · 2 yrs 2 mos

Citicorp Investment ServicesBroker

December 2005 - May 2007 · 1 yr 5 mos

J.P. Morgan Securities INC.Broker

April 2001 - August 2004 · 3 yrs 4 mos

Roan Capital Partners L.P.Broker

March 1996 - August 1996 · 5 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.