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Thomas Scott

30 Years of Experience
Atlanta, GA
BrokerSells Insurance

Thomas Scott is a registered investment advisor at Cetera Investment Advisers LLC, based in Atlanta, GA, with 30 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2120 Powers Ferry Rd, Suite 200, Atlanta, GA, 30339

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Thomas sells fixed insurance products including life, disability, annuities, and long-term care, dedicating a few hours per week. He also operates under several DBAs for securities, insurance, and wealth management, spending about a quarter of his time on the wealth management DBA and nearly full-time on his financial services DBA.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital Advisory
February 2008 - October 2016 · 8 yrs 8 mos
Investors Capital CORP.Broker
January 2008 - October 2016 · 8 yrs 9 mos
Aig Retirement Advisors, INC.
April 2003 - January 2008 · 4 yrs 9 mos
Aig Retirement Advisors, INC.Broker
March 1999 - January 2008 · 8 yrs 10 mos
The Variable Annuity Marketing CompanyBroker
February 1998 - December 2001 · 3 yrs 10 mos
The Robinson-Humphrey Company INC.Broker
July 1989 - August 1991 · 2 yrs 1 mo
State Registrations16 states
CADCFLGAILINLAMDMINCNJNYOHSCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Scott - Financial Advisor | TrueAdvisor