Sean Brown
Sean Brown is a registered investment advisor at Commonwealth Financial Network, based in Norwell, MA, with 36 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
46 Accord Park Drive, Norwell, MA, 02061
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Regulatory History (2)
Customer Dispute
November 2008Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Sean is the managing partner and sole owner of Liquid Capital, Inc., an operating company for securities and insurance business, and sells fixed insurance under the same name. He also owns a share of a real estate holding company and another entity for commercial real estate, dedicating about 10% of his time to the latter.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
John Hancock Mutual Life Insurance CompanyBroker
Capital Analysts, IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.