James Earl is a registered investment advisor at Jim Earl Financial, based in Warren, OH, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning, Tax Planning. Their firm serves 29 clients with $820K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K+ | 1.00% |
Fee Estimator
Location
1700 East Market St, Suite 110, Warren, OH, 44483
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an agent at Insurance Navigators Agency, selling health and life insurance products, dedicating a few hours per week. He also sells life and health insurance products to payroll groups and individuals through James Earl Financial Services Inc., taking about 10-20% of his time, and provides college planning assistance through College Funding Solutions, dedicating a few hours per week.
Employment History
Current Registrations
Jim Earl Financial
Previous Registrations
Gwn Securities INC.
Planmember Securities Corporation
Brecek & Young Advisors, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.