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Sandra Kapfer

33 Years of Experience
Old Greenwich, CT
Broker

Sandra Kapfer is a registered investment advisor at Wells Fargo Advisors, based in Old Greenwich, CT, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1700 E Putnam Ave, Ste 200, Old Greenwich, CT, 06870

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
March 2026 - Present · 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2026 - Present · 2 mos
Previous Registrations
Wells Fargo Advisors
May 2016 - March 2026 · 9 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
May 2016 - March 2026 · 9 yrs 10 mos
Morgan Stanley
November 2009 - May 2016 · 6 yrs 6 mos
Morgan StanleyBroker
June 2009 - May 2016 · 6 yrs 11 mos
Morgan Stanley & CO. IncorporatedBroker
July 2007 - June 2009 · 1 yr 11 mos
Chase Investment Services CORP.Broker
June 2007 - June 2007 · 0 mos
Goldman, Sachs & CO.Broker
August 1993 - June 2005 · 11 yrs 10 mos
Bank Austria Securities, INC.Broker
March 1991 - January 1993 · 1 yr 10 mos
Pruco Securities CorporationBroker
December 1989 - September 1990 · 9 mos
The Prudential Insurance Company of AmericaBroker
December 1989 - September 1990 · 9 mos
The Stuart-James Company, IncorporatedBroker
August 1989 - October 1989 · 2 mos
State Registrations40 states
ARAZCACOCTDCDEFLGAIDILINKYLAMAMDMEMIMNMOMTNCNENHNJNMNYOHPAPRRISCTNTXUTVAVTWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sandra Kapfer - Financial Advisor | TrueAdvisor