TrueAdvisor
TrueAdvisor
JC
CFP
JC
CFP

James Carr

Wealth Enhancement Advisory Services, LLC
36 Years of Experience
Jacksonville, FL
1 Disclosure
View SEC Summary
View SEC Summary

James Carr is a CFP-designated registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Jacksonville, FL, with 36 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 8 more. Their firm serves 85,001 clients with $120B in assets under management.

Wealth Enhancement Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1019 advisors
Number of Clients
85,001 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$122.2B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and vary by client complexity, not to exceed 2.00% per year. Sample schedules show rates of 1.50% for portfolios under $1M, 1.25% for $1M to $2M, and 1.00% for over $2M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10751 Deerwood Park Blvd, Suite 302, Jacksonville, FL, 32256

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James uses Retirement Strategies Inc. as a business entity for tax and investment purposes. He is also a trustee for the Richard J O'Neill Family Trust and Florence O'Neill Revocable Trust, spending minimal time on this activity, and is a non-compensated board member for Global Jax and the Firehouse Subs safety foundation.

Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Retirement Strategies, INC.
July 2006 - October 2018 · 12 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
March 2005 - October 2016 · 11 yrs 7 mos
National Planning CorporationBroker
September 1999 - April 2005 · 5 yrs 7 mos
National Planning Corporation ("npc of America" in Fl & Ny)
September 1999 - April 2005 · 5 yrs 7 mos
Fsc Securities CorporationBroker
June 1991 - September 1999 · 8 yrs 3 mos
Princor Financial Services CorporationBroker
July 1990 - July 1991 · 1 yr
Keogler, Morgan & Company, INC.Broker
July 1989 - April 1990 · 9 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Jacksonville, FL →All financial advisors in Florida →