Dean Bennion is a registered investment advisor at LPL Financial LLC, based in Tacoma, WA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
917 Pacific Ave, Ste 407, Tacoma, WA, 98402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dean is involved in several business activities, including a pass-through entity for investment business, acting as a notary, and providing investment advisory services through Financial Advocates Investment Management (taking nearly full-time). He also engages in non-investment related activities such as making wooden crafts, publishing children's books, and is a certified hunter education instructor, and is associated with non-variable insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Advocates Investment Management
Private Advisor Group, LLC
Washington Wealth Management
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Piper Jaffray INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.