Bruce Mazo
Bruce Mazo is a registered investment advisor at LPL Financial LLC, based in Baltimore, MD, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Baltimore, MD
Get directionsHistory
Regulatory History (2)
Judgment / Lien
March 2022Customer Dispute
May 1996Other Business ActivitiesSells Insurance
Bruce is involved in several business activities, including Secure Retirement Advisors LLC (life settlements and fixed insurance), Bright Futures Wealth Management LLC (financial services, dedicating about a quarter of his time), and writing articles for Medium.com (minimal time). He also serves on the finance committee for Temple Israel and as a director for Amazo Productions, Inc., spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Silver Oak Securities, INC.
Silver Oak Securities, IncorporatedBroker
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Edward JonesBroker
Metlife Investors Distribution CompanyBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Cigna Financial Advisors,inc.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.