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Dinesh Saxena

35 Years of Experience
Lisle, IL
1 DisclosureBroker

Dinesh Saxena is a registered investment advisor at MML Investors Services, LLC, based in Lisle, IL, with 35 years of industry experience. Dinesh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

2441 Warrenville Road, Suite 300, Lisle, IL, 60532

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History

Regulatory History (1)
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Customer Dispute
January 2026
Pending
Other Business Activities

Dinesh receives renewal income from an independent contractor role, but makes no new sales. Dinesh is also a passive investor in Tawny Company Inc, an environmental and fuel system services company.

Employment History
Current Registrations
MML Investors Services, LLC
October 2025 - Present · 7 mos
MML Investors Services, LLC
October 2025 - Present · 7 mos
MML Investors Services, LLCBroker
October 2025 - Present · 7 mos
Previous Registrations
Eagle Strategies LLC
February 2014 - September 2025 · 11 yrs 7 mos
Nylife Securities LLCBroker
March 2013 - September 2025 · 12 yrs 6 mos
Prudential Financial Planning Services
August 2010 - October 2012 · 2 yrs 2 mos
Pruco Securities, LLC.Broker
December 2008 - October 2012 · 3 yrs 10 mos
Signator Investors, INC.
September 2008 - November 2008 · 2 mos
Signator Investors, INC.Broker
March 2005 - November 2008 · 3 yrs 8 mos
Mony Securities CorporationBroker
November 1997 - March 2005 · 7 yrs 4 mos
Metlife Securities INC.Broker
January 1993 - December 1997 · 4 yrs 11 mos
Metropolitan Life Insurance CompanyBroker
January 1993 - December 1997 · 4 yrs 11 mos
Nylife Securities INC.Broker
April 1990 - October 1992 · 2 yrs 6 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.