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Kimberly Cochrane

26 Years of Experience
Rockville, MD
Broker

Kimberly Cochrane is a registered investment advisor, based in Rockville, MD, with 26 years of industry experience.

Location

1445 Research Blvd. Suite 340, Rockville, MD, 20850

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kimberly operates under the DBA Raffa Retirement Services for her LPL business and is affiliated with HUB International. She also provides investment advisory services through Global Retirement Partners LLC, dedicating full-time hours to these activities.

Employment History
Current Registrations
HUB International Investment Services INC.Broker
September 2022 - Present · 3 yrs 8 mos
HUB International Investment Services INC.
September 2022 - Present · 3 yrs 8 mos
Global Retirement Partners LLC
February 2020 - Present · 6 yrs 3 mos
LPL Financial LLCBroker
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Oneamerica Securities, INC.
May 2006 - January 2020 · 13 yrs 8 mos
Oneamerica Securities, INC.Broker
April 2006 - January 2020 · 13 yrs 9 mos
MML Investors Services, INC.
January 2005 - March 2006 · 1 yr 2 mos
MML Investors Services, INC.Broker
October 2004 - March 2006 · 1 yr 5 mos
Diversified Investors Securities CORP.Broker
February 2003 - October 2004 · 1 yr 8 mos
Transamerica Securities Sales CorporationBroker
October 1999 - February 2003 · 3 yrs 4 mos
State Registrations6 states
DCDEFLMDPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kimberly Cochrane - Financial Advisor | TrueAdvisor