Daniel Raupp
Daniel Raupp is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Barrington, IL, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
257 East Main Street, Barrington, IL, 60010
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2010Customer Dispute
April 2010Customer Dispute
January 2009Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Harris Investor Services, INC.
Harris Investor Services, INC.Broker
Harrisdirect LLCBroker
Harrisdirect LLC
Harris Investorline INC.Broker
Protrader Trading, L.L.C.Broker
Protrader Securities CorporationBroker
Quick & Reilly, INC.Broker
Mesirow Financial, INC.Broker
Dean Witter Reynolds INC.Broker
Bishop Securities, INC.Broker
Century Financial Securities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.