Robert Kloss
Robert Kloss is a CFP-designated registered investment advisor at LPL Financial LLC, based in Orchard Park, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6470 New Taylor Road, Orchard Park, NY, 14127
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is a financial advisor and insurance agent, selling life, accident, health, disability, and long-term care insurance since 1989. He also owns Clearplan Financial, Inc., providing tax and business continuity planning, and is involved in several rental properties, while spending about half his time as an IAR with WNY Asset Management.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Wny Asset Management, LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Signator Investors, INC.Broker
Jefferson Pilot Securities CorporationBroker
Signator Investors, INC.Broker
American Capital CorporationBroker
American Capital CorporationBroker
Cigna Securities, INC.Broker
Fsc Securities CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.