DW
DW
Dennis Wallace
26 Years of Experience
Overland Park, KS
1 DisclosureSells Insurance
Dennis Wallace is a registered investment advisor at Fortune Financial Advisors, LLC, based in Overland Park, KS, with 26 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 178 clients with $200M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
178 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$202.4M
Fee Structure
Minimum Investment:$100K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.75% |
| $250K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiated.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
11600 College Blvd, Suite 225, Overland Park, KS, 66210
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2004Denied
Other Business ActivitiesSells Insurance
Dennis is an insurance agent.
Employment History
Current Registrations
Fortune Financial Advisors, LLC
December 2008 - Present · 17 yrs 5 mos
Previous Registrations
Multi-Financial Securities Corporation
January 2004 - January 2008 · 4 yrs
Prosperity Network, INC
May 2002 - December 2004 · 2 yrs 7 mos
Vestax Securities Corporation
March 1999 - January 2004 · 4 yrs 10 mos
State Registrations2 states
KSTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.