Thomas Cook
Thomas Cook is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Palm Beach Gardens, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
Palm Beach Gardens, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a committee member for St. Jude Children's Research Hospital, a charitable organization, since 2013. He spends minimal time annually on this activity, working on the restaurant committee for an annual event.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Dru Stock, INC.Broker
Bley Investments Group, INC.Broker
Oppenheimer & CO. INC.Broker
Dru Stock, INC.Broker
Labranche Financial Services, LLCBroker
Parallax Direct Execution, INC.Broker
Dru Stock INCBroker
Rock Island Securities, INC.Broker
Raymond James & Associates, INC.Broker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.