Norman Hall
Norman Hall is a registered investment advisor at LPL Financial LLC, based in Little Rock, AR, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Little Rock, AR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Norman operates Innovations Financial as a DBA for his LPL business, dedicating nearly full-time hours to securities trading. He is also an independent agent for non-variable insurance, spending minimal time on this activity, and works as a Senior Administrative Assistant, spending about a quarter of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Calton & Associates, INC.Broker
Calton & Associates, INC.
Calton & Associates, INC.Broker
Calton & Associates, INC.
Wfg Advisors, LP
Wfg Investments, INC.Broker
NFP Securities, INC.Broker
NFP Securities, INC.
Simmons First Investment Group, INC.Broker
Bosc INC.
Bosc, INC.Broker
Investment Professionals, INC.
Investment Professionals, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Crews & Associates, INC.Broker
Powell & Satterfield, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.