MP
MP

Minez Powell

18 Years of Experience
Newport Beach, CA
Broker

Minez Powell is a registered investment advisor at Raymond James & Associates, INC., based in Newport Beach, CA, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

620 Newport Ctr Dr, Suite 900, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2023 - Present · 2 yrs 7 mos
Raymond James & Associates, INC.
October 2023 - Present · 2 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2011 - October 2023 · 12 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2011 - October 2023 · 12 yrs 3 mos
Nms Capital Asset Management, INC.
January 2011 - September 2011 · 8 mos
Arque Capital, LTD.Broker
December 2010 - July 2011 · 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2011 · 1 yr 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2011 · 1 yr 7 mos
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
December 2008 - June 2009 · 6 mos
Wachovia Securities, LLC
November 2008 - December 2008 · 1 mo
Wachovia Securities, LLCBroker
July 2007 - December 2008 · 1 yr 5 mos
State Registrations26 states
ALAZCACODCDEFLGAHIIDILLAMAMIMSMTNCNENJNVNYOHORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.