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Tracy Thacker

36 Years of Experience
Owensboro, KY
Broker

Tracy Thacker is a registered investment advisor, based in Owensboro, KY, with 36 years of industry experience.

Location

2810 Frederica St, Owensboro, KY, 42301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tracy is a partner in Soaring Holdings, LLC, a real estate holding company, dedicating minimal time to it. Tracy is also a 50% owner and financial advisor for Thacker Wealth and Retirement, dedicating about half of her time to this business.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2020 - Present · 5 yrs 11 mos
Raymond James Financial Services, INC.Broker
August 2020 - Present · 5 yrs 11 mos
Previous Registrations
Edward Jones
January 2007 - August 2020 · 13 yrs 7 mos
Edward JonesBroker
January 1994 - August 2020 · 26 yrs 7 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
October 1989 - January 1994 · 4 yrs 3 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tracy Thacker - Financial Advisor | TrueAdvisor