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Robert Apple

LPL Financial LLC
36 Years of Experience
Beachwood, OH
1 DisclosureBroker
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Robert Apple is a registered investment advisor at LPL Financial LLC, based in Beachwood, OH, with 36 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3750 Park East Dr Suite 200, Beachwood, OH, 44122

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2005
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert operates his LPL business through Stratos Wealth Management since 2020, dedicating all of his time. He also owns Robert A. Apple, LLC, a business entity for tax/investment purposes only, requiring minimal time.

Employment History
Current Registrations
LPL Financial LLC
April 2020 - Present · 6 yrs 6 mos
LPL Financial LLCBroker
April 2020 - Present · 6 yrs 6 mos
Previous Registrations
Raymond James & Associates, INC.Broker
December 2014 - April 2020 · 5 yrs 4 mos
Raymond James & Associates, INC.
December 2014 - April 2020 · 5 yrs 4 mos
Wunderlich Securities, INC.
October 2010 - December 2014 · 4 yrs 2 mos
Wunderlich Securities, INC.Broker
October 2010 - December 2014 · 4 yrs 2 mos
RBC Capital Markets CorporationBroker
March 2009 - October 2010 · 1 yr 7 mos
RBC Capital Markets Corporation
March 2009 - October 2010 · 1 yr 7 mos
Ferris, Baker Watts, LLC
November 2006 - March 2009 · 2 yrs 4 mos
Ferris, Baker Watts, LLCBroker
November 2006 - March 2009 · 2 yrs 4 mos
H&r Block Financial Advisors, INC.
May 2005 - November 2006 · 1 yr 6 mos
H&r Block Financial Advisors, INC.Broker
May 2005 - November 2006 · 1 yr 6 mos
Advest, INC.
November 1999 - May 2005 · 5 yrs 6 mos
Advest, INC.Broker
February 1996 - May 2005 · 9 yrs 3 mos
Prudential Securities IncorporatedBroker
August 1990 - February 1996 · 5 yrs 6 mos
State Registrations14 states
AZCACOCTFLILKYMAMINJNYOHPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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