Thomas Gallagher
Thomas Gallagher is a registered investment advisor at LPL Financial LLC, based in Solon, OH, with 37 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
30675 Solon Rd., Suite 202, Solon, OH, 44139
Get directionsHistory
Regulatory History (5)
Customer Dispute
February 2008Customer Dispute
July 2005Customer Dispute
July 2002Customer Dispute
August 1999Customer Dispute
December 1997Other Business ActivitiesSells Insurance
Thomas is a partner at Regal Financial, LLC, selling life, health, property & casualty, fixed annuities, Medicare, and disability insurance. This takes about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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