Thomas Gallagher
Thomas Gallagher is a registered investment advisor at MML Investors Services, LLC, based in Solon, OH, with 36 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
30675 Solon RD, Suite 202, Solon, OH, 44139
Get directionsHistory
Regulatory History (5)
Customer Dispute
February 2008Customer Dispute
July 2005Customer Dispute
July 2002Customer Dispute
August 1999Customer Dispute
December 1997Other Business ActivitiesSells Insurance
Thomas is a partner at Regal Financial, LLC, selling life, health, property & casualty, fixed annuities, Medicare, and disability insurance. This takes about 10-20% of his time.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.