Nadine Faulis
Nadine Faulis is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Las Vegas, NV, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
400 S Rampart Blvd, Las Vegas, NV, 89145
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Regulatory History (1)
Customer Dispute
August 2007Other Business Activities
Nadine is a limited partner in On Fire VII Investments since 2008 and a trustee for The Faulis Trust since 2020, dedicating minimal time to each. Nadine also co-owns rental property with family members.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Ba Investment Services, INC.Broker
Dean Witter Reynolds INC.Broker
Pacific Southern Securities, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.