Nadine Faulis
Nadine Faulis is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Las Vegas, NV, with 36 years of industry experience. Nadine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
400 S Rampart Blvd, Las Vegas, NV, 89145
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2007Other Business Activities
Nadine is a limited partner in On Fire VII Investments since 2008 and a trustee for The Faulis Trust since 2020, dedicating minimal time to each. Nadine also co-owns rental property with family members.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Ba Investment Services, INC.Broker
Dean Witter Reynolds INC.Broker
Pacific Southern Securities, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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