CL
CFP
CL
CFP
Cynthia Lee is a CFP-designated registered investment advisor at Morgan Stanley, based in Honolulu, HI, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
733 Bishop Street, Suite 2800, Honolulu, HI, 96813
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2008Closed-No Action
Other Business Activities
Cynthia owns multiple rental properties and acts as a landlord. She also serves as a trustee for several family trusts and is a member manager of Old Pali Properties LLC, dedicating about 10-20% of her time to these activities.
Employment History
Current Registrations
Morgan Stanley
September 2021 - Present · 4 yrs 8 mos
Morgan Stanley
September 2021 - Present · 4 yrs 8 mos
Morgan StanleyBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2011 - September 2021 · 10 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
February 2011 - September 2021 · 10 yrs 7 mos
Wells Fargo Advisors, LLC
February 2011 - February 2011 · 0 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2011 · 1 yr 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2011 · 1 yr 8 mos
Citigroup Global Markets INC.
September 2001 - June 2009 · 7 yrs 9 mos
Citigroup Global Markets INC.Broker
March 2001 - June 2009 · 8 yrs 3 mos
Bancwest Investment Services, INC.Broker
April 1999 - March 2001 · 1 yr 11 mos
First Associated Securities Group, INC.Broker
March 1997 - February 1998 · 11 mos
Cowles, Sabol & Company, IncorporatedBroker
January 1995 - March 1995 · 2 mos
Sei Financial Services CompanyBroker
July 1992 - January 1993 · 6 mos
Shearson Lehman Hutton INC.Broker
November 1989 - July 1990 · 8 mos
State Registrations16 states
AZCACOFLHIIDMAMDNCNENMNYORTXWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.