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Marc Pershan

Valley Financial Management, INC.
35 Years of Experience
Chicago, IL
1 DisclosureBroker
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Marc Pershan is a registered investment advisor at Valley Financial Management, INC., based in Chicago, IL, with 35 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 124 clients with $470K in assets under management.

Valley Financial Management, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
43 advisors
Number of Clients
124 clients
Average Client Portfolio
$4K average
Assets Under Management
$473K

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.50%

Fees are assessed annually at 0.50% and are not negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 North Lasalle Street, Suite 1400, Chicago, IL, 60602

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2014
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Marc serves on the Advisory Committee for Chicago Neighborhood Housing Services, a non-profit supporting low-income housing. This involves minimal time each month, assisting with strategic planning and advising on business growth.

Employment History
Current Registrations
Valley Financial Management, INC.
May 2026 - Present · 5 mos
Valley Wealth Managers, INC.
July 2023 - Present · 3 yrs 3 mos
Valley Financial Management, INC.Broker
September 2008 - Present · 18 yrs 1 mo
Previous Registrations
Valley Financial Management, INC.
September 2008 - July 2023 · 14 yrs 10 mos
Kingsbury Capital Investment Advisors LLC
March 2008 - September 2008 · 6 mos
Broadmark Capital, LLCBroker
June 2007 - July 2008 · 1 yr 1 mo
Brewer Financial Services, LLCBroker
June 2007 - September 2008 · 1 yr 3 mos
Chicago Investment Group, LLCBroker
May 2006 - July 2007 · 1 yr 2 mos
Usf Securities, L.P.Broker
June 2005 - July 2007 · 2 yrs 1 mo
Usf Advisors, LLC
June 2005 - July 2007 · 2 yrs 1 mo
Ontario Street Investments LLC
June 2001 - July 2005 · 4 yrs 1 mo
Sterling Portfolio Allocation Service INC
March 1999 - December 2003 · 4 yrs 9 mos
Waterstone Financial Group, INC.
January 1999 - June 2005 · 6 yrs 5 mos
Waterstone Financial Group, INC.Broker
November 1998 - June 2005 · 6 yrs 7 mos
Friedberg Mercantile Group, INC.Broker
July 1997 - December 1998 · 1 yr 5 mos
Citicorp Financial Services,inc.Broker
December 1990 - June 1992 · 1 yr 6 mos
Citicorp Investment ServicesBroker
September 1989 - January 1996 · 6 yrs 4 mos
State Registrations24 states
ALAZCACOFLGAILINMAMDMIMONENJNMNYOHPASCTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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