Patrick Broeske is a registered investment advisor at LPL Financial LLC, based in Fond Du Lac, WI, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1080 S Main St, Fond Du Lac, WI, 54935
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Patrick owns Fiduciary Consultants, LLC, which is not an active LLC, and Lakeside Wealth Management, LLC, spending about half his time there. He also owns Broeske Asset Management, LLC for tax/investment purposes, dedicating nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
Robert Thomas Securities, INCBroker
Advantage Capital CorporationBroker
Offerman & CO., INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.