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Gary Augustine

Avantax Planning Partners, INC.
37 Years of Experience
Seven Fields, PA
View SEC Summary
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Gary Augustine is a registered investment advisor at Avantax Planning Partners, INC., based in Seven Fields, PA, with 37 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 8,370 clients with $7.6B in assets under management.

Avantax Planning Partners, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
252 advisors
Number of Clients
8,370 clients
Average Client Portfolio
$904K average
Assets Under Management
$7.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.75%
$5M+0.60%

Fees are negotiable. Maximum annual management fee is 2.5%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

310 Seven Fields Blvd, Suite 161, Seven Fields, PA, 16046

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Avantax Planning Partners, INC.
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Stratos Wealth Advisors LLC
January 2020 - February 2024 · 4 yrs 1 mo
Purshe Kaplan Sterling InvestmentsBroker
September 2014 - November 2017 · 3 yrs 2 mos
Gierl Augustine Investment Management, INC.
February 2007 - June 2020 · 13 yrs 4 mos
Cambridge Investment Research, INC.Broker
February 2007 - September 2014 · 7 yrs 7 mos
Cambridge Investment Research Advisors, INC.
February 2007 - July 2007 · 5 mos
Raymond James Financial Services
August 2000 - February 2007 · 6 yrs 6 mos
Raymond James Financial Services, INC.Broker
May 1997 - February 2007 · 9 yrs 9 mos
Royal Alliance Associates, INC.Broker
January 1997 - May 1997 · 4 mos
Keogler, Morgan & Company, INC.Broker
August 1995 - January 1997 · 1 yr 5 mos
Uslife Equity Sales CORP.Broker
February 1991 - September 1995 · 4 yrs 7 mos
First American National Securities, INC.Broker
August 1989 - February 1991 · 1 yr 6 mos
State Registrations2 states
PATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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