Robert Rose
Robert Rose is a registered investment advisor at Janney Montgomery Scott LLC, based in Charlotte, NC, with 31 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
4064 Colony Road, Two Morrocroft Centre, Suite 450, Charlotte, NC, 28211
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2023Customer Dispute
August 2020Other Business Activities
Robert is involved in several outside business activities, including real estate investment through ECURo LLC and Proparazzi Properties LLC, participation in the St Pius X Catholic Church Finance Council and Greensboro Urban Ministries Development, and performing as a musician. These activities require minimal time commitment, ranging from one to a few hours per week.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Truist Investment Services, INC.Broker
Truist Advisory Services, INC.
Bb&t Securities, LLCBroker
Bb&t Securities, LLC
Scott & Stringfellow, LLC
Scott & Stringfellow, LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Brokerage Services, INC.Broker
Interstate/johnson Lane CorporationBroker
Corporate Securities Group, INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.