Susan Lyle
Susan Lyle is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Napa, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
700 Main St, Napa, CA, 94559
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2003Customer Dispute
April 2001Other Business Activities
Susan serves as co-trustee for her mother's trust, an investment-related activity. This requires minimal time.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Sorrento Pacific Financial, LLC
Sorrento Pacific Financial, LLCBroker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Wm Financial Services, INC.
Wm Financial Services, INC.Broker
Prime Capital Services, INC.Broker
J. B. Hanauer & CO.Broker
Banc of America Investment Services, INC.Broker
Barnett Investments, INC.Broker
Barnett Investments, INC.Broker
Compulife Investor Services, INC.Broker
Glenfed Brokerage ServicesBroker
First Union Brokerage Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.