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Daniel Foley
32 Years of Experience
Anaheim, CA
1 DisclosureBroker
Daniel Foley is a registered investment advisor at Wells Fargo Advisors, based in Anaheim, CA, with 32 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
2400 E Katella Ave Ste 1000, Anaheim, CA, 92806
Get directionsHistory
Regulatory History (1)
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Criminal
March 1991Final Disposition
Employment History
Current Registrations
Wells Fargo Advisors
November 2024 - Present · 1 yr 8 mos
Wells Fargo Clearing Services, LLCBroker
November 2024 - Present · 1 yr 8 mos
Previous Registrations
Blackrock Fund Advisors
September 2012 - November 2024 · 12 yrs 2 mos
Blackrock Investments, LLCBroker
September 2012 - November 2024 · 12 yrs 2 mos
Advisors Asset Management, INC.
December 2011 - June 2012 · 6 mos
Advisors Asset Management, INC.Broker
November 2011 - June 2012 · 7 mos
Sun Life Financial Distributors, INC.Broker
June 2004 - November 2011 · 7 yrs 5 mos
Planco Financial Services, INC.Broker
January 2003 - May 2004 · 1 yr 4 mos
Salomon Smith Barney INC.Broker
November 2000 - June 2001 · 7 mos
Equitable Distributors, INC.Broker
March 1999 - April 2000 · 1 yr 1 mo
Pacific Mutual Distributors, INC.Broker
May 1995 - October 1997 · 2 yrs 5 mos
Hartford Equity Sales Company INC.Broker
September 1989 - October 1994 · 5 yrs 1 mo
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.