CS
CFP
CS
CFP

Craig Alan Severin

35 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
1,193 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$15K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.25%
$2.0M - $4.0M1.00%
$4M+0.90%

Fees are subject to change with 30 days written notice. Actual fees charged can be less than those set out above based upon pre-existing relationships, assets under management and other factors relevant to an engagement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

11750 Katy Freeway, Suite 840, Houston, TX, 77079

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Craig is a financial advisor with RIA Wealth Advisors LLC, providing financial advice. He spends about a quarter of his time on this activity during trading hours and a few hours per week outside of trading hours.

Employment History
Current Registrations
RIA Advisors
November 2018 - Present · 7 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
August 2016 - November 2018 · 2 yrs 3 mos
LPL Financial LLC
August 2016 - November 2018 · 2 yrs 3 mos
Bbva Securities INC.Broker
May 2013 - August 2016 · 3 yrs 3 mos
Bbva Wealth Solutions INC.
October 2010 - August 2016 · 5 yrs 10 mos
St Johns Wealth Management
July 2010 - October 2010 · 3 mos
Bbva Compass Investment Solutions, INCBroker
July 2010 - May 2013 · 2 yrs 10 mos
Morgan Keegan & Company, INC.
December 2009 - July 2010 · 7 mos
Morgan Keegan & Company, INC.Broker
December 2009 - July 2010 · 7 mos
CUNA Brokerage Services, INC.
March 2000 - December 2009 · 9 yrs 9 mos
CUNA Brokerage Services, INC.Broker
March 2000 - December 2009 · 9 yrs 9 mos
Wells Fargo Securities INC.Broker
December 1999 - March 2000 · 3 mos
Norwest Investment Services, INC.Broker
June 1999 - March 2000 · 9 mos
Compass Brokerage, INC.Broker
April 1992 - June 1999 · 7 yrs 2 mos
Gna Securities, INC.Broker
August 1991 - March 1992 · 7 mos
Linsco/private Ledger CORP.Broker
July 1990 - April 1991 · 9 mos
Invest Financial CorporationBroker
September 1989 - March 1990 · 6 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.