JD
JD

John Darrah

31 Years of Experience
Salt Lake City, UT
2 DisclosuresBroker

John Darrah is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Salt Lake City, UT, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

60 E South Temple St, Salt Lake City, UT, 84111

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Settled
Customer Dispute
November 2009
Settled
Other Business Activities

John and his wife own Tigh Shebeen LLC and several vacation rental properties in Park City, Utah, which they rent through VRBO or a resort rental pool. He spends minimal time on these activities, as the rental companies handle most of the management.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1996 - Present · 30 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1994 - Present · 32 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1994 - Present · 32 yrs 1 mo
State Registrations32 states
AZCACOCTFLHIIDKYLAMAMDMEMIMNMONCNJNMNVNYOHORPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Darrah - Financial Advisor | TrueAdvisor