Lloyd Pegues
Lloyd Pegues is a registered investment advisor at Advisors Asset Management, INC., based in Rockville, MD, with 33 years of industry experience. Lloyd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,867 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AAM provides investment management services for separately managed accounts. The annual fees for fixed income strategies range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees and services may be negotiable. AAM usually requires a minimum account size of $250,000 for fixed income strategies and $100,000 for equity strategies.
Location
Rockville, MD
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Regulatory History (1)
Judgment / Lien
October 1991Employment History
Current Registrations
Advisors Asset Management, INC.
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
Previous Registrations
Claymore Securities, INC.Broker
Claymore Advisors, LLC
Edward Jones
Edward JonesBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Calamos Financial Services, INC.Broker
Sunamerica Capital Services, INC.Broker
Charles Schwab & CO., INC.Broker
Kemper Financial Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.