JP
JP

James Pucci

23 Years of Experience
Goshen, NY
Broker

James Pucci is a registered investment advisor at Raymond James & Associates, INC., based in Goshen, NY, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

500 Canal Street, Goshen, NY, 10924

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2021 - Present · 4 yrs 11 mos
Raymond James & Associates, INC.Broker
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
May 2006 - March 2014 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - May 2006 · 2 mos
Advest, INC.Broker
October 2002 - March 2006 · 3 yrs 5 mos
State Registrations6 states
CTFLMSNJNYPA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.