MC
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Mark Cannon

36 Years of Experience
Wilmington, DE
1 DisclosureBroker

Mark Cannon is a registered investment advisor at RBC Capital Markets, LLC, based in Wilmington, DE, with 36 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

1013 Centre Road, Suite 400, Wilmington, DE, 19805-1265

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History

Regulatory History (1)
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Customer Dispute
May 2002
Denied
Other Business Activities

Mark is a board member for an early childhood care organization, devoting a few hours per week. He also serves as an advisory board member for a software company and advises on estate investments, both requiring minimal time. Mark is also a passive owner in the Cannon Family Partnership.

Employment History
Current Registrations
RBC Capital Markets, LLC
May 2010 - Present · 16 yrs 2 mos
RBC Capital Markets, LLC
May 2010 - Present · 16 yrs 2 mos
RBC Capital Markets, LLCBroker
May 2010 - Present · 16 yrs 2 mos
Previous Registrations
Deutsche Bank Securities INC.
March 2007 - May 2010 · 3 yrs 2 mos
Deutsche Bank Securities INC.Broker
January 2001 - May 2010 · 9 yrs 4 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
June 1994 - September 1997 · 3 yrs 3 mos
Wheat, First Securities, INC.Broker
February 1991 - June 1994 · 3 yrs 4 mos
Hibbard Brown & CO., INC.Broker
October 1989 - January 1991 · 1 yr 3 mos
State Registrations18 states
ARAZCACOCTDEFLGAMAMDNCNJNYOHPASCVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.