Dennis Roodman
Dennis Roodman is a registered investment advisor at LPL Financial LLC, based in St. Louis, MO, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12400 Olive Blvd Ste 305, St. Louis, MO, 63141
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dennis operates under the DBA Integrated Financial Group for his LPL business. He also sells fixed insurance products, including life, health, LTC, disability, and group insurance, dedicating about 10-20% of his time to this activity, and receives trails and services variable annuities with Commonwealth Annuity and Life Co., spending minimal time on this. He is also part of an LLC for sharing office space.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.