Stephen Mcginn
Stephen Mcginn is a CFP, ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Malvern, PA, with 37 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
1600 Paoli Pike, Ste 200, Malvern, PA, 19355
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2015Customer Dispute
March 2012Other Business ActivitiesSells Insurance
Stephen is involved in several business activities, including marketing financial services, financial planning, insurance, and investment products through McGinn Financial Services, taking more than full-time. He is also an independent insurance agent and an advisory representative of a RIA, dedicating about half of his time to the latter. Stephen is also a member of the Chamber of Commerce, dedicating minimal time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
1717 Capital Management Company
1717 Capital Management CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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