David Strnad
David Strnad is a registered investment advisor at Rowe Consulting Group, LLC, based in Franklin, TN, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 30 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.50% |
| $2M+ | 1.50% |
Fees negotiable for accounts over $2,000,000, but will be less than 1.5%.
Fee Estimator
Location
Franklin, TN
Get directionsHistory
Regulatory History (6)
Financial
July 2019Regulatory
July 2019Regulatory
June 2019Regulatory
May 2019Customer Dispute
September 2016Customer Dispute
March 2003Other Business ActivitiesSells Insurance
David is the CEO of Ranch View Consulting, Inc., a consulting firm, dedicating a few hours per week. David is also an independent insurance agent selling fixed insurance products, spending a few hours per week, including during securities trading hours.
Employment History
Current Registrations
Rowe Consulting Group, LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.