SG
SG

Sean Gallagher

36 Years of Experience
Santa Fe, NM
Broker

Sean Gallagher is a registered investment advisor at Morgan Stanley, based in Santa Fe, NM, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

150 Washington Avenue, Suite 301, Santa Fe, NM, 87501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Sean is a landlord for a rental property in Santa Fe, NM, since 2006. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 2003 - June 2009 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
April 2003 - June 2009 · 6 yrs 2 mos
Morgan Stanley
April 1996 - April 2003 · 7 yrs
Morgan Stanley Dw INC.Broker
October 1994 - April 2003 · 8 yrs 6 mos
Everen Securities, INC.Broker
September 1992 - October 1994 · 2 yrs 1 mo
Copeland Equities, INC.Broker
September 1989 - May 1992 · 2 yrs 8 mos
State Registrations30 states
ARAZCACOCTFLGAIDILINKYLAMAMDMINCNJNMNVNYOHOKORPARISCTXUTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.