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Charles Francis Sovik

36 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingEstate PlanningInsurance Planning
Compensation
Fee-Only (AUM)
Firm Size
54 advisors
Number of Clients
755 clients
Average Client Portfolio
$378K average
Assets Under Management
$285.5M

Fee Structure

Minimum Investment:$50K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.55%
$250K - $500K1.50%
$500K - $1.0M1.25%
$1M+1.00%

Fees are subject to negotiation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9 Albany Street, Cazenovia, NY, 13035

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is a 50% owner of The Sovik Group, Inc., selling health, life, disability, and long-term care insurance, dedicating about half of his time to this activity. He also spends a few hours per week with Historic Boat Tours on Cazenovia Lake, which is not investment-related.

Employment History
Current Registrations
Leigh Baldwin & CO., LLC
September 2021 - Present · 4 yrs 5 mos
Leigh Baldwin & CO., LLCBroker
August 1995 - Present · 30 yrs 6 mos
Previous Registrations
Cygnet Securities, INC.Broker
January 1995 - September 1995 · 8 mos
MML Investors Services, INC.Broker
November 1989 - February 1995 · 5 yrs 3 mos
State Registrations6 states
FLMDNCNJNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.