Jeffrey Nesseth
Jeffrey Nesseth is a registered investment advisor at Independent Financial Group, LLC, based in Seneca, SC, with 35 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
Seneca, SC
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2018Customer Dispute
June 2010Customer Dispute
January 2010Customer Dispute
March 2001Other Business Activities
Jeffrey provides non-securities related business consulting services and is the 100% owner of Main Street Investment Management, a DBA used for marketing purposes, taking about a quarter of his time. He also holds positions in food service, US Preventive Medicine, Iceberg Coolers, and Collins Children Home, each requiring minimal time.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Allied Beacon Wealth Management, LLC
Allied Beacon Partners, INC.Broker
Girard Securities, INC.
Girard Securities, INC.Broker
Qa3 Financial LLC
Fiduciary Solutions, LLC
Qa3 Financial CORP.Broker
Main Street Management CompanyBroker
Wachovia Securities, LLCBroker
Morgan Stanley Dw INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.