James Kelly
James Kelly is a registered investment advisor at Cetera Investment Advisers LLC, based in Austin, TX, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Austin, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the president of Jim Kelly Incorporated, focusing on business accounting and tax preparation, dedicating full-time hours. He is also president of Jim Kelly, Incorporated, providing financial services, investments, and insurance, spending about a quarter of his time. Additionally, James teaches yoga classes a few hours per week and is the Vice President of Capital of Texas Enrolled Agents, spending minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Lucien, Stirling & Gray Financial CorporationBroker
H.D. Vest Investment ServicesBroker
Royal Alliance Associates, INC.Broker
State Registrations5 states
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