JL
JL

Jeffrey Little

36 Years of Experience
Gadsden, AL
Broker

Jeffrey Little is a registered investment advisor at Raymond James & Associates, INC., based in Gadsden, AL, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1907 Rainbow Drive, Gadsden, AL, 35901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jeffrey is a partner in 4J Holding's LLC, which holds land and rental property, and a passive investor/partner in Impact Properties, LLC. He also holds a political office with the City of Glencoe, AL, and is involved with Downtown Partners, LLC, all requiring minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
August 2021 - Present · 4 yrs 11 mos
Raymond James & Associates, INC.Broker
August 2021 - Present · 4 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2008 - August 2021 · 12 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
November 2008 - August 2021 · 12 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1991 - November 2008 · 17 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1989 - November 2008 · 19 yrs 1 mo
State Registrations19 states
ALAZCACTFLGAILLAMDMEMOMSNCNJNYPASCTNTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Jeffrey Little - Financial Advisor | TrueAdvisor