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Mark Clair

The Retirement Guys Formula
34 Years of Experience
Sylvania, OH
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Mark Clair is a registered investment advisor at The Retirement Guys Formula, based in Sylvania, OH, with 34 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 1,155 clients with $280M in assets under management.

The Retirement Guys Formula
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
1,155 clients
Average Client Portfolio
$240K average
Assets Under Management
$276.9M

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Asset management fees generally range from 1.00% to 2.00% per annum and are negotiable based on account size, strategy, risk profile, and platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5630 Main Street, Sylvania, OH, 43560

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2013
Final
Customer Dispute
December 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is an attorney specializing in estate planning and owns The Clair Estate Planning Law Firm, dedicating about a quarter of his time. He also has ownership stakes in several insurance and retirement planning businesses, including Bull Moose Retirement Planning CO., and serves as a board member for Peak Reps, LLC, spending a few hours per week on each.

Employment History
Current Registrations
The Retirement Guys Formula
September 2017 - Present · 9 yrs 1 mo
Blackridge Asset Management, LLC
May 2017 - Present · 9 yrs 5 mos
Peak Brokerage Services, LLCBroker
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
The Retirement Guys Formula
April 2016 - August 2017 · 1 yr 4 mos
Next Financial Group, INC.
June 2003 - September 2015 · 12 yrs 3 mos
Next Financial Group, INC.Broker
March 2002 - September 2015 · 13 yrs 6 mos
American Investment Services, INC.Broker
December 1999 - April 2002 · 2 yrs 4 mos
Wma Securities, INC.Broker
August 1994 - January 2000 · 5 yrs 5 mos
Mariner Financial Services, INC.Broker
June 1993 - December 1993 · 6 mos
Mony Securities CORP.Broker
August 1991 - June 1992 · 10 mos
Metlife Securities INC.Broker
December 1989 - May 1991 · 1 yr 5 mos
Metropolitan Life Insurance CompanyBroker
December 1989 - May 1991 · 1 yr 5 mos
State Registrations6 states
FLILMAMIOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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