David Walker is a CFP-designated registered investment advisor at Vestgen Advisors, LLC, based in St. Charles, IL, with 36 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,453 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VestGen Advisors charges a percentage of your portfolio annually for investment management. The exact percentage can vary up to a maximum of 2.5%, depending on factors like your relationship with the firm, the types of assets in your account, and the amount you invest. Fees are typically billed quarterly in advance, but may be billed in arrears in some cases. VestGen may also recommend third-party managers to manage your portfolio.
Location
459 Dunham Road, Ste. 200, St. Charles, IL, 60174
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is involved in several business activities, including tax preparation/accounting with Walker Financial Group (taking about half of David's time), a DBA for his LPL business, and WFS Real Estate LLC. He also serves as a managing member of DGD Ventures LLC and is involved in real estate rental, dedicating minimal time to each.
Employment History
Current Registrations
Private Client Services, LLCBroker
Vestgen Advisors, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Securities America, INC.Broker
Securities America Advisors, INC.
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Dreher & Associates, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.