Mark Smith is a CFP-designated registered investment advisor, based in Fiskdale, MA, with 37 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Fiskdale, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is an independent insurance agent for various independent insurance companies since 1989. He also works as an advisory representative of a Registered Investment Advisor and is a board member/president of two lake associations, dedicating minimal time to these roles.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
New England SecuritiesBroker
Mutual Service CorporationBroker
New England SecuritiesBroker
State Registrations29 states
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