Steven Barnes
Steven Barnes is a CFP-designated registered investment advisor at LPL Financial LLC, based in Willis, TX, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Willis, TX
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Regulatory History (1)
Customer Dispute
June 2015Other Business ActivitiesSells Insurance
Steven is an agent for Barnes Financial Services selling non-variable insurance since 2011. This activity takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
H. Beck, INC.
Orr Financial Group
H. Beck, INC.Broker
Dunham and Associates Investment Counsel, INC.Broker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Liberty Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.